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Ukraine National Commission on Securities and Stock Market

National Securities and Stock Market Commission of Ukraine reviews capital markets reforms, prepares guidance on new investment fund rules

The National Securities and Stock Market Commission of Ukraine reviewed reforms intended to diversify the government bond dominated market, including a target to cut securities issuance registration to 10 to 14 days. It is also advancing municipal and corporate bonds, securitization and personal investment accounts while emphasizing issuer disclosure and investment risk. Guidance and regulatory updates are being prepared for new collective investment institution rules, most of which take effect Jan. 3, 2027.

[ Securities offerings and listings +2 ]
Ukraine National Commission on Securities and Stock Market

Ukraine National Commission on Securities and Stock Market prepares guidance on new investment fund participation rules

The Ukraine National Commission on Securities and Stock Market is preparing guidance on collective investment scheme rules in force since Oct. 4, 2026. Individuals now need venture fund securities with a nominal value of at least UAH 1.8 million to participate, while provisions allowing their participation in qualified schemes have been removed. Further fund reorganization and securities changes take effect on Jan. 3, 2027, supported by regulatory updates that will undergo public consultation.

[ Regulatory reporting +1 ]
Federal Reserve Board

U.S. Federal Reserve Board research identifies bank-to-bank federal funds trades as an early warning signal for liquidity stress

Federal Reserve Board research finds that bank-to-bank federal funds trades can reveal liquidity distribution pressures hidden by aggregate reserve measures. Trades involving Federal Home Loan Banks and foreign banks mostly reflect arbitrage, while domestic interbank rates respond to reserve positions and liquidity needs. These signals could become more informative as aggregate reserves decline.

[ Liquidity risk +2 ]
Financial Action Task Force of Latin America (GAFILAT)

Financial Action Task Force of Latin America assesses Cayman Islands targeted financial sanctions framework in unannounced simulation

The Financial Action Task Force of Latin America conducted an unannounced simulation of the Cayman Islands’ implementation of targeted financial sanctions under FATF Recommendation 6. The exercise identified good practices and areas for improvement in coordination, response times, procedural consistency and asset freezing ahead of the jurisdiction’s 2027 mutual evaluation.

[ AML and CFT +1 ]

All developments

Last update: 4 min ago

View the key developments for the period from October 5 - 11 2026 in the latest Global Regulator & Central Bank News Roundup. Access Regxplora on the go with our new iOS app.

Disclaimer: Summaries are created using generative AI and may contain inaccuracies. Please refer to the original source for authoritative information.

All updates

272 updates in the past 7 days
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Latest Top Developments

Ukraine National Commission on Securities and Stock Market

National Securities and Stock Market Commission of Ukraine reviews capital markets reforms, prepares guidance on new investment fund rules

The National Securities and Stock Market Commission of Ukraine reviewed reforms intended to diversify the government bond dominated market, including a target to cut securities issuance registration to 10 to 14 days. It is also advancing municipal and corporate bonds, securitization and personal investment accounts while emphasizing issuer disclosure and investment risk. Guidance and regulatory updates are being prepared for new collective investment institution rules, most of which take effect Jan. 3, 2027.

[ Securities offerings and listings +2 ]
Ukraine National Commission on Securities and Stock Market

Ukraine National Commission on Securities and Stock Market prepares guidance on new investment fund participation rules

The Ukraine National Commission on Securities and Stock Market is preparing guidance on collective investment scheme rules in force since Oct. 4, 2026. Individuals now need venture fund securities with a nominal value of at least UAH 1.8 million to participate, while provisions allowing their participation in qualified schemes have been removed. Further fund reorganization and securities changes take effect on Jan. 3, 2027, supported by regulatory updates that will undergo public consultation.

[ Regulatory reporting +1 ]
Federal Reserve Board

U.S. Federal Reserve Board research identifies bank-to-bank federal funds trades as an early warning signal for liquidity stress

Federal Reserve Board research finds that bank-to-bank federal funds trades can reveal liquidity distribution pressures hidden by aggregate reserve measures. Trades involving Federal Home Loan Banks and foreign banks mostly reflect arbitrage, while domestic interbank rates respond to reserve positions and liquidity needs. These signals could become more informative as aggregate reserves decline.

[ Liquidity risk +2 ]
Financial Action Task Force of Latin America (GAFILAT)

Financial Action Task Force of Latin America assesses Cayman Islands targeted financial sanctions framework in unannounced simulation

The Financial Action Task Force of Latin America conducted an unannounced simulation of the Cayman Islands’ implementation of targeted financial sanctions under FATF Recommendation 6. The exercise identified good practices and areas for improvement in coordination, response times, procedural consistency and asset freezing ahead of the jurisdiction’s 2027 mutual evaluation.

[ AML and CFT +1 ]
Ministry of Finance (Bermuda)

Bermuda Ministry of Finance advances US regulatory dialogue on digital asset framework comparability

The Bermuda Ministry of Finance advanced talks with the SEC and CFTC on digital asset regulation and the potential comparability of Bermuda’s framework. The delegation presented recent regulatory work and will continue technical dialogue, while also encouraging digital finance firms to expand in Bermuda or launch products under its Digital Asset Business Act.

[ Stablecoins +2 ]
National Credit Union Administration

National Credit Union Administration proposes Payment Stablecoin Activities schedule for March 2027 Call Report

The National Credit Union Administration has proposed adding a Payment Stablecoin Activities schedule to the Call Report Form for the March 2027 cycle. The change follows its broader review of Call Report and Profile data collections.

[ Regulatory reporting +1 ]
Financial Transactions and Reports Analysis Centre of Canada

Alberta Securities Commission settles Softlab market manipulation case with Alnoor Nathoo, imposes CAD 105,000 payment and eight-year bans

The Alberta Securities Commission settled with Alnoor Fatehali Nathoo over manipulation of Softlab shares and insider reporting failures. Nathoo will pay CAD 105,000 and faces eight-year restrictions on trading, market participation and serving as a director or officer.

[ Market abuse +2 ]
U.S. Securities & Exchange Commission

U.S. Securities and Exchange Commission municipal securities director warns of governance, disclosure and liability risks in California joint powers authorities and energy prepays

Dave A. Sanchez, director of the U.S. Securities and Exchange Commission’s Office of Municipal Securities, warned that privately run California joint powers authorities may create default, disclosure, conflict and control person liability risks. He also urged municipal entities to scrutinize the economics and remarketing risks of energy prepay bonds, a sector with more than USD 100 billion outstanding in 2025. Municipal advisors must explain alternatives, fees and material risks in accordance with their fiduciary duties.

[ Disclosures +2 ]

All developments

Last update: 4 min ago

Select a section to view its key developments. View the key developments for the period from October 5 - 11 2026 in the latest roundup.

Disclaimer: Summaries are created using generative AI and may contain inaccuracies. Please refer to the original source for authoritative information.

All updates

272 updates in the past 7 days
1
…
171819
…