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Alberta Securities Commission settles Softlab market manipulation case with Alnoor Nathoo, imposes CAD 105,000 payment and eight-year bans
The Alberta Securities Commission settled with Alnoor Fatehali Nathoo over manipulation of Softlab shares and insider reporting failures. Nathoo will pay CAD 105,000 and faces eight-year restrictions on trading, market participation and serving as a director or officer.
U.S. Securities and Exchange Commission municipal securities director warns of governance, disclosure and liability risks in California joint powers authorities and energy prepays
Dave A. Sanchez, director of the U.S. Securities and Exchange Commission’s Office of Municipal Securities, warned that privately run California joint powers authorities may create default, disclosure, conflict and control person liability risks. He also urged municipal entities to scrutinize the economics and remarketing risks of energy prepay bonds, a sector with more than USD 100 billion outstanding in 2025. Municipal advisors must explain alternatives, fees and material risks in accordance with their fiduciary duties.
Norges Bank consults on T+1 operating schedule and exception handling for NBO
Norges Bank is consulting on a T+1 operating schedule and revised exception handling arrangements for its NBO settlement system. The standard 6 p.m. closing time is not under consultation, and the final framework is expected in December 2026.
Norwegian Financial Supervisory Authority proposes simplifying real estate brokerage rules
The Norwegian Financial Supervisory Authority has proposed simplifying real estate brokerage rules in a consultation opened by the Ministry of Finance. The changes would streamline fee and billing requirements, permit remuneration for arranging home seller insurance and reduce requirements for rental brokerage, course approvals and regulatory reporting.
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Last update: 4 min agoView the key developments for the period from October 5 - 11 2026 in the latest Global Regulator & Central Bank News Roundup. Access Regxplora on the go with our new iOS app.
Disclaimer: Summaries are created using generative AI and may contain inaccuracies. Please refer to the original source for authoritative information.
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266 updates in the past 7 daysThe Egypt Financial Regulatory Authority has announced a new board for a four-year term ending in October 2030, chaired by Islam Azzam. Its membership includes the authority’s two deputy chairs, a Central Bank of Egypt deputy governor and five experts from academic, investment, finance, banking and legal fields.
The Egypt Financial Regulatory Authority will allow insurers to use approved standard property and liability policy forms without separate company-level approval. Insurers must provide prior notice and confirm full compliance, while amendments continue to require approval. Personal insurance and fund accumulation policies are excluded.
World Federation of Exchanges research finds that equity price changes affect the real economy mainly through corporate investment, particularly in advanced economies. Improvements in market depth, liquidity and institutional quality generate larger investment gains in emerging market and developing economies, primarily by improving capital allocation and productivity.
The Islamic Development Bank Group and the Islamic Financial Services Board have established a multi-year framework linking Islamic finance standard-setting with technical assistance and development financing. The partnership will strengthen national institutions, implementation capacity and research into emerging risks and opportunities.
The Islamic Development Bank Group and the European Bank for Reconstruction and Development explored a more structured partnership and a stronger pipeline of joint projects. Cooperation could cover financing and risk-sharing instruments, capital-market development and projects across infrastructure, trade, energy and other sectors in several shared regions.
The Central Bank of the UAE and the National Bank of Georgia have signed a memorandum of understanding covering monetary policy, supervision, payments and financial technology. The framework supports information sharing, capacity building and payment infrastructure modernization to facilitate faster and more secure cross-border transactions.
The Vietnam State Securities Commission is consulting on draft guidance for converting paper securities practice certificates into electronic form. The consultation covers organizations employing securities practitioners and individual certificate holders.
The Thailand Ministry of Finance outlined plans to expand its Connect the Dots financial data initiative internationally through the Bangkok Blueprint for Fraud-Resilient Financial Services. The framework will promote cross-border information sharing and fund-flow tracing, while domestic measures will strengthen customer due diligence, apply the Travel Rule to digital assets and integrate gold transaction data.
Argentina's Superintendency of Insurance removed a provision from its insurance regulations to reduce ambiguity over insurers’ obligations. The clarification focuses particularly on health insurance under a service provision model, which insurers were permitted to offer from June 2026.
The Hong Kong Securities and Futures Commission reported improved IPO sponsor capacity and lower principal workloads, even as the active listing pipeline expanded substantially. Persistent application deficiencies and suspected arrangements to inflate demand prompted the regulator to require stronger inquiries, escalation and reporting, with unresolved suspicious orders to be rejected.
Luxembourg Finance Minister Gilles Roth signed an agreement with his Vietnamese counterpart to deepen cooperation between the countries’ financial centers, including on innovation, expertise sharing and talent development. Separate talks covered capital markets, digital and sustainable finance, and links with Vietnam’s planned international financial center.
Luxembourg Finance Minister Gilles Roth signed an agreement with his Vietnamese counterpart to expand cooperation between the countries’ financial centers. The mission also covered capital markets, digital and sustainable finance, talent development and links with the planned Vietnam International Financial Centre.